Daniel W. Kappes and Kappes, Cassiday & Associates v. Republic of Guatemala, ICSID Case No. ARB/18/43

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16 May 2018
Notice of Intent
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Notice of Intent
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Notice of Intent
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9 Nov 2018
Notice of Arbitration
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Notice of Arbitration
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Notice of Arbitration
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16 Aug 2019
Preliminary Objections of Guatemala (English)
Preliminary Objections of Guatemala (Spanish)
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Preliminary Objections of Guatemala (English)
Preliminary Objections of Guatemala (Spanish)
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Preliminary Objections of Guatemala (English)
Preliminary Objections of Guatemala (Spanish)
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10 Sep 2019
Procedural Order No. 1 (English)
Procedural Order No. 1 (Spanish)
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Procedural Order No. 1 (English)
Procedural Order No. 1 (Spanish)
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Procedural Order No. 1 (English)
Procedural Order No. 1 (Spanish)
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27 Sep 2019
Claimant's Counter-Memorial on Preliminary Objections (English)
Claimant's Counter-Memorial on Preliminary Objections (Spanish)
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Claimant's Counter-Memorial on Preliminary Objections (English)
Claimant's Counter-Memorial on Preliminary Objections (Spanish)
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Claimant's Counter-Memorial on Preliminary Objections (English)
Claimant's Counter-Memorial on Preliminary Objections (Spanish)
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23 Oct 2019
La Puya's Request for Amicus Curiae Submission
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La Puya's Request for Amicus Curiae Submission
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Respondent appointee
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Chair/President:
Arbitrator(s)
Sole Arbitrator
ICSID Annulment Committee president
ICSID Annulment Committee members
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La Puya's Request for Amicus Curiae Submission
This summary note is machine-generated. Always consult the original materials.


25 Oct 2019
Respondent's Reply to Claimants' Counter-Memorial on Preliminary Objections under Article 10.20.5 of CAFTA (English)
Respondent's Reply to Claimants' Counter-Memorial on Preliminary Objections under Article 10.20.5 of CAFTA (Spanish)
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Respondent's Reply to Claimants' Counter-Memorial on Preliminary Objections under Article 10.20.5 of CAFTA (English)
Respondent's Reply to Claimants' Counter-Memorial on Preliminary Objections under Article 10.20.5 of CAFTA (Spanish)
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Document Summary
Respondent's Reply to Claimants' Counter-Memorial on Preliminary Objections under Article 10.20.5 of CAFTA (English)
Respondent's Reply to Claimants' Counter-Memorial on Preliminary Objections under Article 10.20.5 of CAFTA (Spanish)
This summary note is machine-generated. Always consult the original materials.


7 Nov 2019
Procedural Order No. 2 (On Amici Curiae Application for Leave to File Non-Disputing Party Submissions) (English)
Procedural Order No. 2 (On Amici Curiae Application for Leave to File Non-Disputing Party Submissions) (Spanish)
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Procedural Order No. 2 (On Amici Curiae Application for Leave to File Non-Disputing Party Submissions) (English)
Procedural Order No. 2 (On Amici Curiae Application for Leave to File Non-Disputing Party Submissions) (Spanish)
Participants listed for this document only; this may not include all participants involved in the entire case.
Claimant appointee
Respondent appointee
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Tribunal/Panel chair
Chair/President:
Arbitrator(s)
Sole Arbitrator
ICSID Annulment Committee president
ICSID Annulment Committee members
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Procedural Order No. 2 (On Amici Curiae Application for Leave to File Non-Disputing Party Submissions) (English)
Procedural Order No. 2 (On Amici Curiae Application for Leave to File Non-Disputing Party Submissions) (Spanish)
This summary note is machine-generated. Always consult the original materials.


22 Nov 2019
Claimant's Rejoinder on Preliminary Objections (English)
Claimant's Rejoinder on Preliminary Objections (Spanish)
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Claimant's Rejoinder on Preliminary Objections (English)
Claimant's Rejoinder on Preliminary Objections (Spanish)
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Claimant's Rejoinder on Preliminary Objections (English)
Claimant's Rejoinder on Preliminary Objections (Spanish)
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27 Nov 2019
Procedural Order No. 3 (Hearing Protocol) (English)
Procedural Order No. 3 (Hearing Protocol) (Spanish)
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Procedural Order No. 3 (Hearing Protocol) (English)
Procedural Order No. 3 (Hearing Protocol) (Spanish)
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Claimant appointee
Respondent appointee
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Chair/President:
Arbitrator(s)
Sole Arbitrator
ICSID Annulment Committee president
ICSID Annulment Committee members
WTO Appellate Body members
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Procedural Order No. 3 (Hearing Protocol) (English)
Procedural Order No. 3 (Hearing Protocol) (Spanish)
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16 Dec 2019
Transcript of Hearing on Preliminary Objections (English)
Transcript of Hearing on Preliminary Objections (Spanish)
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Transcript of Hearing on Preliminary Objections (English)
Transcript of Hearing on Preliminary Objections (Spanish)
Participants listed for this document only; this may not include all participants involved in the entire case.
Claimant appointee
Respondent appointee
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Arbitrator(s)
Sole Arbitrator
ICSID Annulment Committee president
ICSID Annulment Committee members
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Transcript of Hearing on Preliminary Objections (English)
Transcript of Hearing on Preliminary Objections (Spanish)
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14 Feb 2020
Guatemala's Request for Costs (English)
Guatemala's Request for Costs (Spanish)
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Guatemala's Request for Costs (English)
Guatemala's Request for Costs (Spanish)
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Document Summary
Guatemala's Request for Costs (English)
Guatemala's Request for Costs (Spanish)
This summary note is machine-generated. Always consult the original materials.


14 Feb 2020
Claimant's Submission on Costs of Preliminary Objections Phase (English)
Claimant's Submission on Costs of Preliminary Objections Phase (Spanish)
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Claimant's Submission on Costs of Preliminary Objections Phase (English)
Claimant's Submission on Costs of Preliminary Objections Phase (Spanish)
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Claimant's Submission on Costs of Preliminary Objections Phase (English)
Claimant's Submission on Costs of Preliminary Objections Phase (Spanish)
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13 Mar 2020
Decision on the Respondent's Preliminary Objection
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Decision on the Respondent's Preliminary Objection
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Decision on the Respondent's Preliminary Objection
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13 Mar 2020
Partial Dissenting Opinion of Zachary Douglas
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Partial Dissenting Opinion of Zachary Douglas
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Partial Dissenting Opinion of Zachary Douglas
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29 Jun 2020
Petition for Amicus Participation
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Petition for Amicus Participation
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Petition for Amicus Participation
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20 Jul 2020
Claimant’s Memorial (Spanish)
Claimant’s Memorial (Spanish)
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Claimant’s Memorial (Spanish)
Claimant’s Memorial (Spanish)
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Claimant’s Memorial (Spanish)
Claimant’s Memorial (Spanish)
This summary note is machine-generated. Always consult the original materials.


25 Sep 2020
Claimant's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (English)
Claimant's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (Spanish)
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Claimant's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (English)
Claimant's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (Spanish)
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Respondent appointee
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Arbitrator(s)
Sole Arbitrator
ICSID Annulment Committee president
ICSID Annulment Committee members
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Document Summary
Claimant's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (English)
Claimant's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (Spanish)
This summary note is machine-generated. Always consult the original materials.


25 Sep 2020
Guatemala's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (English)
Guatemala's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (Spanish)
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Guatemala's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (English)
Guatemala's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (Spanish)
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Sole Arbitrator
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Document Summary
Guatemala's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (English)
Guatemala's Letter to the Tribunal Regarding La Puya's Petition for Amicus Curiae Participation (Spanish)
This summary note is machine-generated. Always consult the original materials.


7 Dec 2020
Guatemala’s Counter-Memorial (English)
Guatemala’s Counter-Memorial (Spanish)
Annex A (English)
Annex A (Spanish)
Annex B (English)
Annex B (Spanish)
Annex C (English)
Annex C (Spanish)
Cumulative Index of Exhibits and Legal Authorities (English)
Cumulative Index of Exhibits and Legal Authorities (Spanish)
Document Details:
PARTICIPANTS
Guatemala’s Counter-Memorial (English)
Guatemala’s Counter-Memorial (Spanish)
Annex A (English)
Annex A (Spanish)
Annex B (English)
Annex B (Spanish)
Annex C (English)
Annex C (Spanish)
Cumulative Index of Exhibits and Legal Authorities (English)
Cumulative Index of Exhibits and Legal Authorities (Spanish)
Participants listed for this document only; this may not include all participants involved in the entire case.
Claimant appointee
Respondent appointee
Tribunal/Panel chair
Arbitrator(s)
Sole Arbitrator
ICSID Annulment Committee president
ICSID Annulment Committee members
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WTO Appellate Body chair
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Document Summary
Guatemala’s Counter-Memorial (English)
Guatemala’s Counter-Memorial (Spanish)
Annex A (English)
Annex A (Spanish)
Annex B (English)
Annex B (Spanish)
Annex C (English)
Annex C (Spanish)
Cumulative Index of Exhibits and Legal Authorities (English)
Cumulative Index of Exhibits and Legal Authorities (Spanish)
This summary note is machine-generated. Always consult the original materials.


19 Feb 2021
Submission of the United States
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Submission of the United States
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Submission of the United States
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11 Jun 2021
Claimants' Reply (English)
Claimants' Reply (Spanish)
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Claimants' Reply (English)
Claimants' Reply (Spanish)
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Claimants' Reply (English)
Claimants' Reply (Spanish)
This summary note is machine-generated. Always consult the original materials.


15 Oct 2021
Guatemala's Rejoinder Memorial (English)
Guatemala's Rejoinder Memorial (Spanish)
Document Details:
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Guatemala's Rejoinder Memorial (English)
Guatemala's Rejoinder Memorial (Spanish)
Participants listed for this document only; this may not include all participants involved in the entire case.
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Respondent appointee
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Sole Arbitrator
ICSID Annulment Committee president
ICSID Annulment Committee members
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WTO Appellate Body chair
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Document Summary
Guatemala's Rejoinder Memorial (English)
Guatemala's Rejoinder Memorial (Spanish)
This summary note is machine-generated. Always consult the original materials.