ICSID Case No. ARB/21/22
IN THE MATTER OF AN ARBITRATION UNDER THE 1965 CONVENTION ON THE
SETTLEMENT OF INVESTMENT DISPUTES BETWEEN STATES AND NATIONALS OF
OTHER STATES
AND
PURSUANT TO THE 1994 ENERGY CHARTER TREATY
BETWEEN:
(1) UNIPER SE
(2) UNIPER BENELUX HOLDING B.V.
(3) UNIPER BENELUX N.V.
Claimants
– and –
THE KINGDOM OF THE NETHERLANDS
Respondent
GIBSON, DUNN & CRUTCHER UK LLP
Telephone House
2-4 Temple Avenue
London EC4Y 0HB
Counsel for the Claimants
[Page 1]
[Page 2]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0002-DUT C-0002-ENG |
Environmental Management Act (as amended from time to time) [An updated translation has been submitted with the Claimants’ Memorial.] |
13 June 1979 | DUTCH ENG Trans. (Partial) |
| C-0003-DUT-FRE C-0003-ENG |
Instrument of ratification of the Energy Charter Treaty for the Netherlands | 27 March 1998 | DUTCH FRENCH ENG Trans. |
| C-0004-DUT C-0004-ENG |
Parliamentary documents 2002-2003, 29 023, No. 1, Letter from the Minister of Economic Affairs to the House of Representatives | 3 September 2003 | DUTCH ENG Trans. (Partial) |
| C-0005-ENG | Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC [2003] OJ L 275/32 | 13 October 2003 | ENG |
| C-0007-DUT C-0007-ENG |
R. Op Het Velt, Brinkhorst advocates for construction of a new coal plant, Financieel Dagblad, https://fd.nl/frontpage/Print/krant/Pagina/Voorpagina/380947/brinkhorst-pleit-voor-bouw-nieuwe-kolencentrale | 10 June 2004 (Last accessed 16 April 2020) | DUTCH ENG Trans. |
| C-0008-DUT C-0008-ENG |
Parliamentary documents 2003-2004, 1857, Questions by the House of Representatives with the replies by the Government | 15 June 2004 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0010-DUT C-0010-ENG |
Minister of Economic Affairs, Now for later, Energy Report 2005 [An updated translation has been submitted with the Claimants’ Memorial.] |
8 July 2005 | DUTCH ENG Trans. (Partial) |
| C-0011-DUT C-0011-ENG |
Parliamentary documents 2005-2006, 30 300 XIII, No. 8, Letter from Minister of Economic Affairs to the House of Representatives | 7 October 2005 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
[Page 3]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0013-DUT C-0013-ENG |
Parliamentary documents 2005-2006, 30 300, XIII, No. 58, Letter from the Minister of Economic Affairs to the House of Representatives | 9 December 2005 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0017-DUT C-0017-ENG |
Parliamentary documents 2005-2006, 30 300 XIII, No. 65, Report of a General Consultation in the House of Representatives | 25 January 2006 | DUTCH ENG Trans. (Partial) |
| C-0018-ENG | E.ON Benelux Press Release, New power station based on clean coal technology: E.ON selects Maasvlakte for new large-scale power plant | 3 March 2006 | ENG |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0021-DUT C-0021-ENG |
MPP3 Environmental Permit [An updated translation has been submitted with the Claimants’ Memorial.] |
26 October 2007 | DUTCH ENG Trans. (Partial) |
| C-0022-DUT C-0022-ENG |
MPP3 Planning and Construction Permit | 4 April 2008 | DUTCH ENG Trans. |
| C-0023-DUT C-0023-ENG |
2008 Energy Report [An updated version of the original Dutch document containing two additional pages (pp. 1 and 2) has been submitted with the Claimants’ Memorial.] [An updated translation has been submitted with the Claimants’ Memorial.] |
18 June 2008 | DUTCH ENG Trans. (Partial) |
[Page 4]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0024-ENG | Directive 2010/75/EU of the European Parliament and of the Council on industrial emissions (integrated pollution prevention and control) (Recast) [2010] OJ L 334/17 | 24 November 2010 | ENG |
| C-0025-DUT C-0025-ENG |
SER (Social and Economic Council) Report, Energy agreement for sustainable growth | 6 September 2013 | DUTCH ENG Trans. (Partial) |
| C-0027-ENG | Minister of Economic Affairs of the Netherlands, Energy Report: Transition to sustainable energy | 28 April 2016 | ENG |
| C-0028-ENG | Frontier Economics, Research of Scenarios for Coal-fired Power Plants in the Netherlands, A Report for the Ministry of Economic Affairs (MinEZ) | 1 July 2016 | ENG |
| C-0029-DUT C-0029-ENG |
Confidence in the Future: 2017-2021 Coalition Agreement, People’s Party for Freedom and Democracy (VVD), Christian Democratic Alliance (CDA), Democrats ’66 (D66) and Christian Union (CU) | 10 October 2017 | DUTCH ENG |
| C-0030-DUT C-0030-ENG |
Parliamentary documents 2017-2018, 30 196, 32 813, No. 567, Letter from the Minister of Economic Affairs to the House of Representatives | 13 December 2017 | DUTCH ENG Trans. |
| C-0031-DUT C-0031-ENG |
Legislative proposal containing a ban on producing electricity using coal (Law on the prohibition of coal for electricity production) and Explanatory Memorandum | 19 May 2018 | DUTCH ENG Trans. |
| C-0032-DUT C-0032-ENG |
Uniper’s Response to consultation on draft legislative proposal for prohibition of coal with electricity production | 15 June 2018 | DUTCH ENG Trans. |
| C-0034-DUT C-0034-ENG |
Parliamentary documents 2018-2019, 35 167, No. 2, Legislative proposal for the prohibition of coal for electricity production | Issued 18 March 2019, published 19 March 2019 | DUTCH ENG Trans. |
| C-0035-DUT C-0035-ENG |
Parliamentary documents 2018-2019, 35 167, No. 3, Explanatory Memorandum | Issued 18 March 2019, published 19 March 2019 | DUTCH ENG Trans. |
| C-0036-DUT C-0036-ENG |
Parliamentary documents 2018-2019, 35 167, No. 4, Advisory Opinion of the Advisory Division of the Council of State and Further Report | Issued 18 March 2019, published 19 March 2019 | DUTCH ENG Trans. |
[Page 5]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0037-DUT C-0037-ENG |
House of Representatives Plenary Debate of Coal Ban Act Transcript | 26 June 2019 | DUTCH ENG Trans. (Partial) |
| C-0038-ENG | Frontier Economics, Profitability and Dispatch of MPP3 Power Plant in Case of Biomass Conversion, A short report for Uniper Benelux | September 2019 | ENG |
| C-0039-ENG | Frontier Economics, Profitability and Dispatch of MPP3 Power Plant with Alternative Fuels, A report for Uniper Benelux | October 2019 | ENG |
| C-0040-DUT C-0040-ENG |
Parliamentary 2019-2020, 35 167, B, Memorandum of Reply | 17 October 2019 | DUTCH ENG Trans. (Partial) |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0042-DUT C-0042-ENG |
Act of 11 December 2019 establishing the Regulations for the Use of Coal to Generate Electricity (Act Prohibiting the Use of Coal to Generate Electricity), the Netherlands Official Gazette, Volume 2019, 493 | Signed 11 December 2019, announced 19 December 2019 and entered into force 20 December 2019 | DUTCH ENG Trans. |
| C-0044-ENG | 2019 Annual Report of Uniper Benelux Holding B.V. | 6 April 2020 | ENG |
| C-0045-ENG | 2019 Annual Report of Uniper Benelux N.V. | 6 April 2020 | ENG |
| C-0049-ENG | Uniper SE, Annual Report 2020 | 3 March 2021 | ENG |
| C-0050-ENG | Uniper Benelux Holding B.V., Extract from the Commercial Register of the Netherlands Chamber of Commerce | 12 March 2021 | ENG |
| C-0051-ENG | Uniper Benelux N.V., Extract from the Commercial Register of the Netherlands Chamber of Commerce | 12 March 2021 | ENG |
| C-0052-GER C-0052-ENG |
Uniper SE, Extract from the Commercial Register B of the Düsseldorf District Court [An updated translation has been submitted with the Claimant’s Memorial to correct a previous error.] |
16 March 2021 | GER ENG Trans. |
[Page 6]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0053-GER C-0053-ENG |
Uniper Holding GmbH, Extract from the Commercial Register B of the Düsseldorf District Court | 16 March 2021 | GER ENG Trans. |
| C-0056-ENG | Energy Charter Treaty, Members and Observers, the Netherlands, https://www.energycharter.org/who-we-are/members-observers/countries/the-netherlands/ | Last accessed 13 April 2021 | ENG |
| C-0057-ENG | Energy Charter Treaty, Members and Observers, Germany, https://www.energycharter.org/who-we-are/members-observers/countries/Germany | Last accessed 13 April 2021 | ENG |
| C-0058-ENG | Extract of ICSID Database showing ICSID Member States, https://icsid.worldbank.org/about/member-states/database-of-member-states | Last accessed 13 April 2021 | ENG |
| C-0059-ENG | European Commission, Phases 1 and 2 (2005-2012), https://ec.europa.eu/clima/policies/ets/pre2013_en | Last accessed 19 April 2021 | ENG |
| C-0060-ENG | European Commission, EU Emissions Trading Scheme (EU ETS), https://ec.europa.eu/clima/policies/ets_en | Last accessed 19 April 2021 | ENG |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0065-DUT C-0065-ENG |
Letter from Bastiaan van’t Wout (Minister of Economic Affairs and Climate Policy) to Dutch House of Representatives | 17 May 2021 | DUTCH ENG Trans. |
| C-0074-ENG | Council Directive 96/61/EC concerning integrated pollution prevention and control [1996] OJ L 257/26 | 24 September 1996 | ENG |
| C-0075-DUT C-0075-ENG |
Parliamentary documents 1997–1998, 25 621, No. 3, Explanatory Memorandum regarding the Rules Relating to the Production, Transport and Supply of Electricity | 29 September 1997 | DUTCH ENG Trans. (Partial) |
| C-0076-DUT C-0076-ENG |
Act of 2 July 1998, containing rules regarding the production, transport and supply of electricity (Electricity Act 1998) | 2 July 1998 | DUTCH ENG Trans. (Partial) |
[Page 7]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0077-DUT C-0077-ENG |
General Energy Council Report, Care for Tomorrow's Energy, Advice to the Minister of Economic Affairs | 25 October 2001 | DUTCH ENG Trans. (Partial) |
| C-0078-DUT C-0078-ENG |
Parliamentary documents 2001-02, 28 241, No. 2, 2002 Energy Report | 4 March 2002 | DUTCH ENG Trans. (Partial) |
| C-0079-DUT C-0079-ENG |
2002 Coal Covenant between the Dutch Government and Power Plant Operators | 24 April 2002 | DUTCH ENG Trans. (Partial) |
| C-0080-DUT C-0080-ENG |
Parliamentary documents 2003–2004, 29 372, No. 3, Explanatory Memorandum regarding the Amendment of the Electricity Act 1998 and the Gas Act | 22 December 2003 | DUTCH ENG Trans. (Partial) |
| C-0081-ENG | International Energy Agency, Energy Policies of IEA Countries, The Netherlands (2004) | June 2004 | ENG |
| C-0082-DUT C-0082-ENG |
Parliamentary documents 2003-2004, 29 023, No. 4, Letter from the Minister of Economic Affairs on Supply Security | 9 June 2004 | DUTCH ENG Trans. (Partial) |
| C-0083-DUT C-0083-ENG |
Energeia Editorial Staff, Lankhorst: the Netherlands ideally positioned for the construction of a coal plant | 10 June 2004 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0085-DUT C-0085-ENG |
Trouw Editorial Staff, Van Geel sees future for ‘clean coal’, Trouw | 26 May 2005 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0087-DUT C-0087-ENG |
Parliamentary documents 2005-2006, 30 300 XIII, No. 42, Letter from the Minister of Economic Affairs on Consortium Negotiations | 31 October 2005 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0089-DUT C-0089-ENG |
Parliamentary documents 2005–2006, 30 300 XIII, No. 70, Letter from the Minister of Economic Affairs on consortium negotiations | 3 February 2006 | DUTCH ENG Trans. |
[Page 8]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0091-DUT C-0091-ENG |
Parliamentary documents 2005-2006, No. 1224, Questions from the Lower House and Replies from the Minister of Economic Affairs | 10 April 2006 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0093-DUT C-0093-ENG |
Parliamentary documents 2005-2006, 29 023, No. 28, Letter from the Minister of Economic Affairs regarding Security of Energy Supply | 26 June 2006 | DUTCH ENG Trans. (Partial) |
| C-0094-DUT C-0094-ENG |
Assessment Framework for New Power Plants in Rijnmond (“DCMR Framework”) | 4 July 2006 | DUTCH ENG Trans. |
| C-0095-DUT C-0095-ENG |
Parliamentary documents 2005-2006, 28 240-28 982, No. 50, Report of a General Meeting in relation to the Climate Policy Evaluation Memorandum and Liberalisation of Energy Markets | 8 August 2006 | DUTCH ENG Trans. (Partial) |
| C-0096-DUT C-0096-ENG |
Parliamentary documents 2006–2007, 28 240, No. 61, Letter from the Minister of Economic Affairs on consortium negotiations | 17 October 2006 | DUTCH ENG Trans. |
| C-0097-DUT C-0097-ENG |
Energeia Editorial Team, Essent and E.ON are still negotiating with Consortium to build a Coal-fired Power Station, Energeia | 19 October 2006 | DUTCH ENG Trans. |
| C-0098-DUT C-0098-ENG |
Memorandum from the Director General of Energy to the Minister regarding telephone contact with Mr van Duyne | 24 November 2006 | DUTCH ENG Trans. |
| C-0099-DUT C-0099-ENG |
MPP3 Environmental Impact Assessment | December 2006 | DUTCH ENG Trans. (Partial) |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
[Page 9]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0103-DUT C-0103-ENG |
Memorandum to the Minister regarding the state of affairs of large energy consumers | 1 March 2007 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0105-DUT C-0105-ENG |
Parliamentary documents 2006–2007, 28 240-29 023, No. 77, Letter from the Minister of Housing, Spatial Planning and the Environment regarding the licensing of coal plants at Maasvlakte | 28 June 2007 | DUTCH ENG Trans. |
| C-0106-DUT C-0106-ENG |
Parliamentary documents 2006-2007, Appendix 2001, Questions from the Lower House with Replies from the Minister of Housing, Spatial Planning and Environment | 28 June 2007 | DUTCH ENG Trans. |
| C-0107-DUT C-0107-ENG |
Memorandum from the Ministry of Economic Affairs to the Secretary of State regarding the background and state of affairs of the large consumers dossier | 29 June 2007 | DUTCH ENG Trans. |
| C-0108-DUT C-0108-ENG |
Parliamentary documents 2006-07, 28 240, No. 86, Report of a General Consultation on the construction of coal plants | 8 August 2007 | DUTCH ENG Trans. (Partial) |
| C-0109-DUT C-0109-ENG |
Memorandum of the three ministers’ meeting on 7 September 2007, prepared by the Ministry of Economic Affairs, the Ministry of Housing, Spatial Planning and the Environment and the Ministry of Finance | 7 September 2007 | DUTCH ENG Trans. |
| C-0110-DUT C-0110-ENG |
Letter from the Ministry of Economic Affairs to the Consortium Energy Intensive Industry | 18 September 2007 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0114-DUT C-0114-ENG |
Memorandum from the Ministry of Economic Affairs to the Minister regarding Large Consumers, appending the Consortium Agreement Press Release | 21 December 2007 | DUTCH ENG Trans. |
[Page 10]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0115-ENG | Communication from the European Commission to the European Parliament, Supporting Early Demonstration of Sustainable Power Generation from Fossil Fuels | 23 January 2008 | ENG |
| C-0116-ENG | Communication from the European Commission to the European Parliament, 20 20 by 2020, Europe's Climate Change Opportunity | 23 January 2008 | ENG |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0118-DUT C-0118-ENG |
Parliamentary documents 2008–2009, 31 510, No. 2, List of Questions and Answers regarding the Energy Report 2008 | 29 September 2008 | DUTCH ENG Trans. (Partial) |
| C-0119-DUT C-0119-ENG |
Parliamentary documents 2008–2009, 31 209, No. 42, Letter from the Minister of Housing, Spatial Planning and Environmental Management | 27 October 2008 | DUTCH ENG Trans. (Partial) |
| C-0120-DUT C-0120-ENG |
Environmental (General Provisions) Act | 6 November 2008 | DUTCH ENG Trans. (Partial) |
| C-0121-DUT C-0121-ENG |
The Stichting Natuur en Milieu and the foundation Stichting Zuid-Holland Milieufederatie, The foundation Stichting Greenpeace Nederland and The Association of Concerned Citizens of Voorne v The provincial executive of South Holland, ECLI:NL:RVS:2009:BI2680 | 29 April 2009 | DUTCH ENG Trans. |
| C-0122-DUT C-0122-ENG |
Parliamentary documents 2008–2009, 31 510, No. 36, Letter from the Ministers of Economic Affairs and Housing, Spatial Planning and the Environment, regarding CCS | 23 June 2009 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
[Page 11]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0127-DUT C-0127-ENG |
Letter from the Minister of Economic Affairs regarding granting MPP3 a subsidy for the ROAD Project | 12 May 2010 | DUTCH ENG Trans. (Partial) |
| C-0128-DUT C-0128-ENG |
Parliamentary documents 2009-2010, 31 362, No. 12, Letter from the Minister of Finance on the Legislative Proposal to amend the Environmental Tax Act | 20 May 2010 | DUTCH ENG Trans. |
| C-0129-DUT C-0129-ENG |
The foundation Stichting Greenpeace Nederland v. The Municipal Executive of Rotterdam, ECLI:NL:RVS:2011:BQ3437 | 4 May 2011 | DUTCH ENG Trans. |
| C-0130-DUT C-0130-ENG |
The foundation Stichting Greenpeace Nederland v. The provincial executive of Zeeland, ECLI:NL:RVS:2011:BQ3435 | 4 May 2011 | DUTCH ENG Trans |
| C-0131-DUT C-0131-ENG |
Parliamentary documents 2010-2011, 31 510, No. 45, Energy Report 2011 (“2011 Energy Report”) | 10 June 2011 | DUTCH ENG Trans. (Partial) |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0133-DUT C-0133-ENG |
MPP3 Emissions Permit | 17 November 2011 | DUTCH ENG Trans. (Partial) |
| C-0134-DUT C-0134-ENG |
The Stichting Natuur en Milieu and the Milieufederatie Zuid-Holland, The foundation Stichting Greenpeace Nederland and The Association of Concerned Citizens of Voorne v The provincial executive of South Holland, ECLI:NL:RVS:2011:BU6360 | 30 November 2011 | DUTCH ENG Trans |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0138-DUT C-0138-ENG |
N. Koper, Addicted to Energy, Why the Netherlands is not able to become clean, economical and sustainable (2012) | November 2012 | DUTCH ENG Trans (Partial) |
| C-0139-ENG | P. Radgen, R. Irons, H.Schoenmakers, Too Early or Too Late for CCS - What Needs to be Done to Overcome the Valley of Death for Carbon Capture and Storage in Europe?, Energy Procedia 37 (2013) 6189–6201 | 2013 | ENG Trans. (Partial) |
[Page 12]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0140-ENG | European Parliament Resolution on making the internal energy market work (2013/2005(INI)) [2016] OJ C93/8 | 10 September 2013 | ENG |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0142-ENG | ROAD Project Presentation, CATO and ROAD, A Symbiotic Relationship | 19 June 2014 | ENG |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0144-GER C-0144-ENG |
Uniper Holding GmbH, Shareholder List, Commercial Register of Hanover | 9 April 2015 | GER ENG Trans. |
| C-0145-GER C-0145-ENG |
Uniper Holding GmbH, Shareholder List, Commercial Register of Hanover | 7 October 2015 | GER ENG Trans. |
| C-0146-ENG | Dutch lawmakers approve plan to close coal power plants, Phys Org | 26 November 2015 | ENG |
| C-0147-GER C-0147-ENG |
Uniper Holding GmbH, Shareholder List, Commercial Register of Düsseldorf | 26 November 2015 | GER ENG Trans. |
| C-0148-DUT C-0148-ENG |
Parliamentary documents 2015-16, 30 196 and 32 813, No. 380, Letter from the Minister of Economic Affairs regarding the phase out of coal plants | 18 December 2015 | DUTCH ENG Trans. |
| C-0149-ENG | 2015 Annual Report of Uniper Benelux N.V. | 15 April 2016 | ENG |
| C-0150-ENG | E.ON SE and Uniper SE, Joint Spin-off Report | 18 April 2016 | ENG |
| C-0151-DUT C-0151-ENG |
NOS News Article, Kamp: new coal-fired power station fits within the rules, NOS Nieuws | 20 April 2016 | DUTCH ENG Trans. |
| C-0153-DUT C-0153-ENG |
Minister Henk Kamp of Economic Affairs does not want to close new coal plants, NU.nl | 4 September 2016 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0155-DUT C-0155-ENG |
Parliamentary documents 2016–2017, 34 550, No. 14, Legislative Proposal by Member Pechtold | 22 September 2016 | DUTCH ENG Trans. |
| C-0156-DUT C-0156-ENG |
Letter from Frits Bruijn (Uniper) to the Minister of Economic Affairs regarding the Phase-out of coal | 26 September 2016 | DUTCH ENG Trans. |
[Page 13]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0157-DUT C-0157-ENG |
Letter from Dutch Emissions Authority regarding amendment to the MPP3 Emissions Permit | 18 November 2016 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0159-DUT C-0159-ENG |
Letter from the Netherlands Enterprise Agency to Uniper Benelux N.V. granting a SDE subsidy | 30 November 2016 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0162-DUT C-0162-ENG |
Parliamentary documents, 2016–2017, 30 196, No. 505, Letter from the Minister of Economic Affairs to Lower House of the States | 19 January 2017 | DUTCH ENG Trans. |
| C-0163-DUT C-0163-ENG |
Annex to Letter from Minister of Economic Affairs dated 19 January 2017, Assessment of Possible Measures | 19 January 2017 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0165-DUT C-0165-ENG |
Parliamentary documents 2016–2017, 34 627, No. 9, Proposed Amendment of the Member Jan Vos to the Electricity Act 1998 and the Gas Act | 16 February 2017 | DUTCH ENG Trans. |
| C-0166-DUT C-0166-ENG |
Parliamentary documents 2016–2017, 34 627, No 10, Proposed Amendment of the Member Jan Vos to the Electricity Act 1998 and the Gas Act | 16 February 2017 | DUTCH ENG Trans. |
| C-0167-ENG | 2016 Annual Report of Uniper, Financial Results | 7 March 2017 | ENG |
| C-0168-ENG | 2016 Annual Report of E.ON SE | 14 March 2017 | ENG |
| C-0169-ENG | 2016 Annual Report of Uniper Benelux Holding B.V. | 24 April 2017 | ENG |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
[Page 14]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0172-DUT C-0172-ENG |
Parliamentary documents 2016-2017, 34 627, No. 15, Council of State Advice on the Amendment of the Electricity Act 1998 and of the Gas Act | 17 July 2017 | DUTCH ENG Trans. |
| C-0173-DUT C-0173-ENG |
Parliamentary documents 2016–2017, 34 627, No 14, Letter from the Minister of Economic Affairs to the Lower House regarding the proposed amendment to the to the Electricity Act 1998 and the Gas Act | 18 July 2017 | DUTCH ENG Trans. |
| C-0174-ENG | ROAD Project Close-Out Report Overview (1) | February 2018 | ENG |
| C-0175-ENG | ROAD Project Close-Out Report Capture and Compression (2) | February 2018 | ENG |
| C-0176-ENG | ROAD Project Close-Out Report Transport (3) | February 2018 | ENG |
| C-0177-ENG | ROAD Project Close-Out Report CO₂ Storage (4) | February 2018 | ENG |
| C-0178-ENG | ROAD Project Close-Out Report Risk Management (5) | February 2018 | ENG |
| C-0179-ENG | ROAD Project Close-Out Report Permitting Regulation (6) | February 2018 | ENG |
| C-0180-ENG | ROAD Project Close-Out Report Governance and Compliance (7) | February 2018 | ENG |
| C-0181-ENG | ROAD Project Close-Out Report Project Costs and Funding (8) | February 2018 | ENG |
| C-0182-ENG | ROAD Project Close-Out Report Finance and Control (9) | February 2018 | ENG |
| C-0183-ENG | ROAD Project Close-Out Report Knowledge Sharing (10) | February 2018 | ENG |
| C-0184-ENG | ROAD Project Close-Out Report Public Engagement (11) | February 2018 | ENG |
| C-0185-DUT C-0185-ENG |
Consultation Report on the draft Coal Ban Act | 9 October 2018 | DUTCH ENG Trans. |
| C-0186-DUT C-0186-ENG |
Draft Coal Ban Act and Updated Explanatory Memorandum | 12 October 2018 | DUTCH ENG Trans. |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0188-DUT C-0188-ENG |
Parliamentary papers 2018-2019, 35 167, No. 6, Rules for the production of energy using coal (Law prohibiting coal in electricity production) | 20 May 2019 | DUT ENG Trans |
[Page 15]
| Exhibit No | Description | Date | Language |
|---|---|---|---|
| C-0189-ENG | European Commission, Netherlands Prohibition of coal for the production of electricity in the Netherlands, State Aid SA.54537 (2020/NN) | 3 June 2019 | ENG |
| C-0190-DUT C-0190-ENG |
The National Climate Agreement | 28 June 2019 | DUTCH ENG Trans. (Partial) |
| C-0191-DUT C-0191-ENG |
Parliamentary Papers 2018-2019, 31 657, No. 74, Vote on the Coal Ban Act | 4 July 2019 | DUTCH ENG Trans |
| [Redacted] | [Redacted] | [Redacted] | [Redacted] |
| C-0194-DUT C-0194-ENG |
Parliamentary documents, 2019–2020, 35 167, E, Further Memorandum of Reply on Rules for producing electricity using coal (Prohibition on coal for electricity production) | 22 November 2019 | DUTCH ENG Trans. |
| C-0195-DUT C-0195-ENG |
Transcript of the Senate Plenary Debate on the Prohibition of Coal in Electricity Production, No. 4 | 3 December 2019 | DUTCH ENG Trans. (Partial) |
| C-0196-DUT C-0196-ENG |
Transcript of the Senate Plenary Debate on the Prohibition of Coal in Electricity Production, No. 9 | 3 December 2019 | DUTCH ENG Trans. (Partial) |
| C-0197-DUT C-0197-ENG |
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| CL-0089-ENG | Burlington Resources, Inc. v. Republic of Ecuador, ICSID Case No. ARB/08/5, Decision on Reconsideration and Award, 7 February 2017 |
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| CL-0094-ENG | Foresight Luxembourg Solar 1 S.À.R.L. et al. v. The Kingdom of Spain, SCC Case No. 2015/150, Final Award, 14 November 2018 |
| CL-0095-ENG | South American Silver Limited (Bermuda) v. The Plurinational State of Bolivia, UNCITRAL, PCA Case No. 2013-15, Award, 22 November 2018 |
| CL-0096-ENG | Cube Infrastructure Fund SICAV and others v. Kingdom of Spain, ICSID Case No. ARB/15/20, Decision on Jurisdiction, Liability and Partial Decision on Quantum, 19 February 2019. |
| CL-0097-SPA CL-0097-ENG (Partial) |
Serafin García Armas and Karina García Gruber v. The Bolivarian Republic of Venezuela, UNCITRAL, PCA Case No. 2013-03, Final Award, 26 April 2019 |
| CL-0098-ENG | Eskosol S.p.A. in liquidazione v. Italian Republic, ICSID Case No. ARB/15/50, Decision on Termination Request and Intra-EU Objection, 7 May 2019 |
| CL-0099-ENG | 9REN Holding S.À.R.L. v. Kingdom of Spain, ICSID Case No. ARB/15/15, Award, 31 May 2019 |
| CL-0100-ENG | Tethyan Copper Company Pty Limited v. Islamic Republic of Pakistan, ICSID Case No. ARB/12/1, Award, 12 July 2019 |
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| CL-0102-ENG | Mohamed Abdel Raouf Bahgat v. The Arab Republic of Egypt (I), UNCITRAL, PCA Case No. 2012-07, Final Award, 23 December 2019 |
| CL-0103-ENG | RWE Innogy GmbH and RWE Innogy Aersa S.A.U. v. Kingdom of Spain, ICSID Case No. ARB/14/34, Decision on Jurisdiction, Liability and Certain Issues of Quantum, 30 December 2019 |
| CL-0104-ENG | Watkins Holdings S.à r.l et al. v. The Kingdom of Spain, ICSID Case No. ARB/15/44, Award, 21 January 2020 |
| CL-0105-ENG | Hydro Energy 1 S.à r.l. and Hydroxana Sweden AB v. Kingdom of Spain, ICSID Case No. ARB/15/42, Decision on Jurisdiction, Liability and Directions on Quantum, 9 March 2020 |
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| Annexes |
| Annex A, Table of (i) ECT Tribunals, (ii) ICSID Annulment Committees, and (iii) Non-ECT Tribunals that have Dismissed the Intra-EU Objection to Jurisdiction, updated May 2022 |