PCA Case No. 2018-39
IN THE MATTER OF AN ARBITRATION UNDER THE TREATY BETWEEN THE
GOVERNMENT OF THE UNITED STATES OF AMERICA AND THE GOVERNMENT OF
THE REPUBLIC OF BOLIVIA CONCERNING THE ENCOURAGEMENT AND
RECIPROCAL PROTECTION OF INVESTMENT, SIGNED ON APRIL 17, 1998 AND
ENTERED INTO FORCE ON JUNE 6, 2001
- and -
THE ARBITRATION RULES OF THE UNITED NATIONS COMMISSION ON
INTERNATIONAL TRADE LAW, AS REVISED IN 2010/2013 (the “UNCITRAL Rules”)
- between -
1. THE ESTATE OF JULIO MIGUEL ORLANDINI-AGREDA
2. COMPAÑÍA MINERA ORLANDINI LTDA.
(the “Claimants”)
- and -
THE PLURINATIONAL STATE OF BOLIVIA
(the “Respondent”, and together with the Claimants, the “Parties”)
Amended Procedural Calendar for the Phase on Jurisdiction and Liability
Tribunal
Dr. Stanimir A. Alexandrov (Presiding Arbitrator)
Professor Dr. Guido Santiago Tawil
Dr. José Antonio Moreno Rodríguez
November 20, 2019
[Page 2]
1. On August 12, 2019, the Tribunal issued Procedural Order No. 4, whereby the Tribunal fixed the procedural calendar for the phase on jurisdiction and liability. Procedural Order No. 4 fixed the deadline for the submission of the Claimants’ Statement of Claim on November 6, 2019.
2. On October 24, 2019, the Claimants requested an extension of the deadline to file their Statement of Claim until December 18, 2019, as well as other amendments to the procedural calendar (the “Request”). On October 28, 2019, the Claimants provided further arguments in support of their Request.
3. On October 30, 2019, the Respondent requested that the Claimants’ Request be rejected, but noted that it would not oppose that the Claimants be granted a nine-day extension to submit their Statement of Claim. The Respondent also proposed a revised procedural calendar which accounted for the proposed nine-day extension (the “October 30 Calendar”).
4. On October 31, 2019, the Tribunal (i) rejected the Claimants’ Request; (ii) granted the Claimants a nine-day extension for the submission of their Statement of Claim; and (iii) invited the Parties to agree on corresponding adjustments to the procedural calendar that would not affect the hearing dates.
5. By separate letters of November 8, 2019, the Parties informed the Tribunal that they had been unable to agree on further adjustments to the procedural calendar and submitted their respective procedural calendar proposals. In sum, the Respondent proposed further revisions to the October 30 Calendar, while the Claimants stated their agreement with the October 30 Calendar.
6. On November 11, 2019, the Tribunal informed the Parties that it was inclined to adopt the October 30 Calendar, and invited the Parties to discuss further adjustments to the October 30 Calendar, noting that, in the absence of any agreed adjustments by November 15, 2019, it would issue a corresponding procedural order.
7. To this date, the Parties have not submitted any further comments on the October 30 Calendar.
8. Having carefully considered the positions of the Parties, and as advanced in its letter of November 11, 2019, the Tribunal has decided to adopt the October 30 Calendar. The Tribunal hereby determines that the Amended Procedural Calendar for the Phase on Jurisdiction and Liability shall be as set out in Annex 1 to this order. The Tribunal reserves its powers to amend the procedural calendar at any stage, as may be necessary, following consultations with the Parties.
Place of Arbitration: Paris, France
Signature
Dr. Stanimir A. Alexandrov
(Presiding Arbitrator)
On behalf of the Tribunal
[Page 3]
Annex 1: Amended Procedural Calendar for the Phase on Jurisdiction and Liability
| Description | By | Days | Dates |
|---|---|---|---|
| Initial Phase on Jurisdiction and Liability | |||
| Step 1: Statement of Claim, with any Witness Statement(s) and Expert Report(s) | Claimants | 129 days from Decision on the Respondent’s Application for Termination, Trifurcation and Security for Costs | November 15, 2019 |
| Step 2: Statement of Defense, including any objection to the Tribunal’s jurisdiction and/or counterclaim, with any Witness Statement(s) and Expert Report(s) | Respondent | 129 days from Step 1 | March 23, 2020 |
| Document Production Phase on Jurisdiction and Liability | |||
| Step 3: Request to Produce Documents | Claimants and Respondent | 21 days from Step 2 | April 13, 2020 |
| Step 4: Production of Non-Objected Documents and Objections to Produce | Claimants and Respondent | 32 days from Step 3 | May 15, 2020 |
| Step 5: Response to Objections to Produce and reasoned applications for an order on production of documents in the form of a Redfern Schedule (Annex 2 of Procedural Order No. 1) | Claimants and Respondent | 14 days from Step 4 | May 29, 2020 |
| Step 6: Decision on Request to Produce Documents | Tribunal | 14 days from Step 5 | June 12, 2020 |
| Step 7: Production as ordered | Claimants and Respondent | 31 days from Step 6 | July 13, 2020 |
[Page 4]
| Description | By | Days | Dates |
|---|---|---|---|
| Written Pleadings on Jurisdiction and Liability | |||
| Step 8: Reply with any Reply Witness Statement(s) and Expert Report(s) | Claimants | 91 days from Step 7 | October 12, 2020 |
| Step 9: Rejoinder with any Rejoinder Witness Statement(s) and Expert Report(s) | Respondent | 91 days from Step 8 | January 11, 2021 |
| Step 10: Notification of witnesses and experts for the examination at the Hearing | Claimants and Respondent | 30 days from Step 9 | February 10, 2021 |
| Oral Pleadings on Jurisdiction and Liability | |||
| Step 11: Pre-hearing Conference | All | 14 days from Step 10 | February 24, 2021 |
| Step 12: Oral Hearing on Jurisdiction and Liability | All | At least 21 days from Step 11 | May 17-21, 2021 |
| Post-Hearing Pleadings on Jurisdiction and Liability | |||
| Step 13: Post-Hearing Briefs (TBD) | Claimants and Respondent | TBD | TBD |
| Step 14: Award on Jurisdiction and Liability | Tribunal | TBD | TBD |
[***the schedule for the next phase of the proceedings shall be fixed, if necessary, once the Tribunal
issues its Award on Jurisdiction and Liability***]